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[ Status Procedures Manual - TOC ] [ Ch 1 - New Accounts ] [ Ch 2 - Changes to Accounts ] [ Ch 3 - Special Accounts ] [ Ch 4 - Other Units, Sections & Departments ] [ Ch 5 - Letters ] [ Ch 6 - Investigations & Assistance ] [ Ch 7 - Partial Transfer Acquisitions ] [ Ch 8 - Traces ] [ Ch 9 - Special Reporting Situations ] [ Ch 10 - Account Numbers ] [ Ch 11 - Appeals Decisions and Hearings ] [ Ch 12 - Document Processing ] [ Ch 13 - Error Reports & Query List Instructions ] [ Ch 14 - Tax Performance System ] [ Ch 15 - Experience Rating Unit ] [ Ch 16 - SUTA Dumping Detection ]
[15.1 - Compute Annual and Interim Tax Rates Calculations ] [ 15.2 - Process Quarterly Chargeback Updates ] [ 15.3 - Process Rate Changes from the Daily Activity List ] [ 15.4 - Process Partial Transfers of Compensation Experience ] [ 15.5 - Correspondence with Employers and Representatives ] [ 15.6 - Supervisor Review of Rates Accounts Examiner Work ]

Chapter 15:  Experience Rating Unit


comments to: Tax Department

15.5    Correspondence with Employers and Representatives

As discussed, employers are issued tax rates on either an annual or interim basis. The written notification is the Tax Rate Notice, Form C-22. The Form C-22 explains the steps involved in the tax rate computation. It also contains the pertinent data from the employer's account required for the tax rate computation. The Mail Room personnel prepare the Tax Rate Notices for mass mailing to employer.

As discussed, changes are routinely made to employer accounts on a daily basis and the account appears on the daily activity list. In those situations where rate changes occur, it is necessary to correspond with the employer to properly notify them of the action taken. The tax accounting system is programmed to generate a letter when an 84-system stop is released for an account with a tax rate change. The accounts examiner must review the computer-generated letter to determine it is appropriate as to form and content. Revised tax rate notices are also generated by releasing the stop and are mailed with the letter. If the computer-generated letter is not adequate, the accounts examiner prepares the appropriate correspondence.

The processing of Partial Transfers of Compensation Experience may require tax rate changes for any of the accounts involved. The accounts examiner should prepare a letter stating the changes to the employer's account which will accompany the revised Forms(s) C-22, Tax Rate Notice(s).

Employers and field representatives submit requests for information and inquire via telephone, fax, letter and e-mail. Within the statutory and policy guidelines regarding confidentiality, this task may be completed by preparing a letter, by mailing computer-generated forms which provide information or a respond by email.

Composing executive letters in response to employer inquiries that are written for an Executive or Commissioner signature requires following a specific set of procedures.

Another method of dealing with employer inquiries is to contact the employer by telephone and discuss their concerns.

The most common inquires involve requests for information regarding the experience rate computation. Most often, the employer requests the listing of chargebacks which were included in the current year tax rate computation. This information is contained in the C-66a Chargeback Summary which is obtained in hard copy form by keying the EID and quarters requested on the Benefits - Chargeback Correspondence Selection screen (CBCR). A record is placed on the Benefits Correspondence List (CMCL).

Employers also request duplicate copies of Form C-22, Tax Rate Notice. These are requested on the Rate Notice Request Screen (RNR). The Administrative Technician assigned to the Experience Rating Unit is responsible for the task of ordering and mailing these types of requests. A copy of all correspondence is sent to the Controller, Micrographics Unit for filming and assignment of a Document Locator Number in order to properly document the action taken for future reference. File copies of Tax Department correspondence to the employer are sent to Micrographics for filming and for TDO.

The Experience Rating Unit retains information for reference on microfiche. The following is a brief description of the types of information. The usual retention for all categories would be ten years.

  1. The detail of previous chargeback adjustment runs is retained on microfiche.
  2. The annual purge of four quarters of chargeback information from the benefits files.
  3. The entire Employer Master File from the previous tax accounting system before October 5, 1992 which was the date of conversion to the new accounting system.

15.6    Supervisor Review of Rates Accounts Examiner Work

[ 15.6.1 - Daily Activity List ] [ 15.6.2 - Quarterly Chargeback Adjustment Runs ]  [ 15.6.3 - Partial Transfer of Compensation Experience ] [ 15.6.4 - Complex Tax Assignments ] [ 15.6.5 - Correspondence ]

The supervisor of the Experience Rating Unit reviews work for primary and secondary duties to determine the level of performance for annual performance reviews for accounts examiners.

15.6.1      Daily Activity List

This is a primary duty for the annual performance review. A random sample is taken from the daily activity list for each examiner. At least one account per day is reviewed for each examiner assigned a number series. The information recorded by the supervisor includes: date of the system-generated 84 stop, date the 84 stop was released, number of days to completion, and if there was an error made by the accounts examiner. Accounts with errors are returned to the individual examiner to make manual corrections. An average is calculated for the number of days to completion for the yearly review or the six month conference.

15.6.2     Quarterly Chargeback Adjustment Runs

This is also a primary duty for all accounts examiners. The adjustments to chargebacks occur once a quarter. The supervisor reviews the tax rate changes as a result of chargebacks adjustments. The rate changes appear on the daily activity list under categories for chargeback adjustments. The information recorded includes the stop release date and if there was an error made by the accounts examiner. By reviewing the rate changes, the supervisor determines the number of days to complete all workable accounts, which is then compared to the standard for the task. Any errors found are returned to the account examiner.

15.6.3     Partial Transfer of Compensation Experience

The supervisor reviews all partial transfers worked by the Rates Unit during the year. The supervisor verifies that all taxable wages and chargebacks were transferred correctly, the rates for both successor and predecessor were computed correctly, the first chargeable quarter was correctly assigned, and the Status Master Record was correctly changed to reflect the transfer of experience. The supervisor records the completion date and compares it to the standard for the task.

15.6.4      Complex Tax Assignments

Accounts Examiners are assigned unique tasks which may include special projects, research, testing programming applications, training, providing testimony in Rule 13 hearings, and being in charge of the unit in the absence of the supervisor. The supervisor records observations and receives updates regarding the progress of projects, testing applications, and training.

15.6.5     Correspondence

The supervisor samples file copies of outgoing letters and email responses. The supervisor reviews the communication to determine if the appropriate response was provided with regard to accuracy of the content and format. Errors are recorded and returned to accounts examiners if corrections are necessary and for training.


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Texas Workforce Commission  |  Unemployment Tax

Last Revision: October 19, 2011